Seminars

Inventory Decisions to Manage Profits under Accrual Accounting

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Date: 01-08-2008
Start Time: 1:00pm
End Time: 2:00pm
Speaker: Candace Yano, University of California - Berkeley
Location: Uris 333

ABSTRACT

This research was motivated by concerns of corporate managers in meeting analysts' earnings estimates and the fact that stock prices fall disproportionately when companies miss their targets. To capture this effect, we incorporate period-by-period chance constraints on meeting profit targets into a multi-period inventory model in which the objective is to maximize expected profit. Corporate profits are reported on an accrual, rather than cash, basis, so we use accrual accounting in our model.

We provide a characterization of the optimal policy for this problem, which includes the possibility of disposal. We also compare the chance-constrained approach with the mean-variance and conditional-value-at-risk (CVaR) approaches and show that the latter two approaches lead to problems that are extremely difficult to solve and do not perform well from a profitability viewpoint.

This is joint work with Houmin Yan of the Chinese University of Hong Kong and Hanqin Zhang of the Chinese Academy of Sciences.

BIO

Candace ("Candi") Yano is a Professor in the Department of Industrial Engineering and Operations Research (IEOR) and in the Haas School of Business at the University of California, Berkeley, California. During the 2003-4 academic year, she was also affiliated with the Krannert School of Management at Purdue University, as the Susan B. Butler Visiting Chair of Operations Management. From 1995 to 2001, she served as Chair of the IEOR Department at Berkeley. She holds an A.B. in Economics, a M.S. in Operations Research, and a M.S. and Ph.D. in Industrial Engineering from Stanford University. She held positions at Bell Telephone Laboratories and the University of Michigan prior to joining Berkeley.

Professor Yano's primary research interests are production, inventory and logistics management, as well as interdisciplinary problems involving manufacturing and marketing. She is currently the Editor of the Focused issues on Scheduling and Logistics of IIE Transactions, and a Department Editor for the Operations and Supply Chain Department of Management Science, among other editorial posts.